Saturday, March 14, 2026

 

Ultimate Fate of the Universe

 

Nobel Prizes in Astrophysics & Cosmology - Part 8

(A Twelve Part Series)

 

Perlmutter, Schmidt & Riess

 

The missing link in cosmology is the nature of dark matter and dark energy.

 

-         Stephen Hawking

 


 

 

The Nobel Prize is equated with the pinnacle of human achievement in both popular perception and professional esteem.  Since it was first awarded in 1901, the annual Nobel Prize for Physics has gone to major contributions in Astrophysics and Cosmology related fields only on eleven occasions. The first seven awards (1967, 1974, 1978, 1983, 1993, 2002 and 2006) were the subjects of earlier articles (see here 1,2,3,4,5,6,7). The next was in 2011, shared by Saul Perlmutter, Brian Schmidt and Adam Riess for their incredible discovery concerning the ultimate fate of the Universe. 

Einstein's General Theory of Relativity laid the foundation for Cosmology. It is a pleasant coincidence that this article appears on his birthday today.

 

Background

[By way of a detailed introduction to the nature of our dark Universe, I reproduce below, with minor changes, an article whose Kannada translation appeared in ‘Khagola Darshana’, brought out in 2023 by Navakarnataka Publishers (see here).]

The Nobel Prize in Physics for 2011 was awarded to three cosmologists - Saul Perlmutter, Brian Schmidt and Adam Riess - for their mind-boggling discovery concerning the ultimate fate of the Universe. Their discovery answered one of the most profound questions confronting cosmology and the answer gave no comfort to anyone. Their findings are attributed to the effect of what has come to be called Dark Energy permeating the Universe.


Expanding Universe 

Hubble's discovery of distant galaxies speeding away from us, and from each other, at ever increasing speeds, could be interpreted only one away that they must have started off on their journeys close together once upon a time in the distant past. The Universe must have originated from a 'primordial atom' marking its very birth.  The entire Universe must have been an incredibly dense, super-hot and compact entity which, for some as yet unclear reason, blew up in a gargantuan explosion, started expanding very rapidly and in due course ended up in the form that we find today. This theory attracted attention as an alternative to the prevailing 'steady state' theory which visualized the Universe as without a beginning or an end and without any mad rush among its inhabitants to run away from each other. Fred Hoyle, who had championed the steady state theory and was unimpressed by the new idea of an expanding Universe with a definite beginning in time, called the latter disdainfully as the Big Bang and the name has stuck ever since.

Einstein's Blunder

The concept of an expanding Universe with a definite beginning had been an unwelcome consequence of the General Theory of Relativity. Einstein had derived an equation for the behavior of the four-dimensional   space-time continuum in which gravitation was interpreted              as a geometrical property of space, with matter producing a distortion or curvature of it to enable objects to move in the way they are observed to move. An expanding Universe was a logical consequence of such an exercise.  However, Einstein's belief in a static        steady state Universe was so strong that he tweaked his equation to conform to the concept by arbitrarily introducing an extra term called the cosmological constant into his      result.  Later, when he realized that the theoretical foundation for the expanding Universe had been staring at his face all the time and that he had lost out on what was perhaps the most important discovery in cosmology up to that time, he termed the introduction of the cosmological constant as the biggest blunder of his life! 


Cosmic Microwave Background (CMB)

The observed accelerations of faraway galaxies did provide a very sound argument for the Big     Bang theory but more was needed before it could supplant the steady state theory and take root as the definitive theory of formation and evolution of the Universe. Such a 'smoking gun' was provided serendipitously in 1965 by two researchers in the USA who were using a horn antenna for detection of annoying radio interferences from nearby sources. A systematic observation led the two, Arno Penzias and Robert Wilson, to the totally unexpected and puzzling discovery of a uniform but faint microwave background radiation coming from everywhere in space. The radiation was interpreted as left over from an early stage in the    evolution of the Universe, and its discovery was considered a crucial test of the Big Bang theory of the Universe.  From the measured wavelength and energy distribution of this cosmic microwave background (CMB) radiation they could determine the temperature of the material emitting the radiation to be around 3K (three degrees on the Kelvin scale, which corresponds to about -270 0C). With some assumptions, it was possible to estimate the temperature at which the whole process should have started and the rate at which the cooling has proceeded since then. The starting temperature should have been so enormously high that  the 'primeval atom' should have consisted only of pure energy, with particles materializing from the energy at a slightly later, cooler epoch. From then on, the formation of nuclear matter, synthesis of higher elements, atoms, molecules, etc., should have all followed according to the laws of physics that are now well understood.

The Evolving Universe

Our present-day understanding of the evolving Universe based on the Big Bang model rests on a rock-solid foundation of observational evidence provided by instruments of ever-increasing sophistication, particularly the Hubble Space Telescope.

Without pausing to address the crucial question of how, let us summarize what we know about our Universe today. Incidentally, when we talk of an expanding Universe, we mean that space itself is expanding, carrying with it the galaxies like spots on the surface of an inflating balloon, in a manner consistent with Einstein's General Relativity.

The Big Bang event is now reliably determined to be 13.7 billion years old. It all began in a blinding flash lasting the tiniest fraction of a second, smaller than any time duration encountered in any physical process, during which the primordial atom underwent an incredibly large and exponential expansion to set the whole evolutionary process in motion. This has come to be called the inflationary phase. 


A few minutes into the expansion, when the temperature was about a billion degrees Kelvin, neutrons combined with protons to form deuterium and helium nuclei in a process called Big Bang Nucleosynthesis. However, about 75% of protons remained as hydrogen nuclei. As the Universe cooled further, the effects of matter began to dominate those of radiation and gravitation came into the picture very prominently. After about 380,000 years, the electrons    and nuclei combined into hydrogen atoms, which became the dominant form of matter at that time. Radiation got decoupled from matter and spread out through space uniformly, largely unimpeded. This leftover radiation is what constitutes the CMB today. 


Over a long period, the slightly denser  regions of the nearly uniformly distributed matter attracted other nearby matter gravitationally and thus   grew even denser. This clumping of matter should have produced small    irregularities in the otherwise uniform   distribution of matter on a cosmic scale. They have in fact been discovered through correspondingly minute, local anisotropies (typically about one part in a hundred thousand) seen in the intensity of the CMB radiation. The process resulted in the eventual formation of gas clouds, stars, galaxies, and the other stellar objects, including clusters and super-clusters of galaxies, populating the Universe    today.  The details of this process depend on the amount and type of matter in the Universe and are only now beginning to be understood. However, the type of matter with which we are familiar at both the atomic and cosmic scales is grossly, in fact hopelessly, inadequate for the purpose. Observational evidence supports only a little over 4% of the Universe as consisting of this 'normal' matter; we are literally in the dark as regards the rest of it.

Structure and Properties of the Universe

The outward expansion of the Universe is countered by an inward pull of gravity on the expanding matter and this in turn depends on the density and pressure of the matter in the Universe. If the density of the Universe exceeds a certain critical value, then the geometry of space is closed and positively curved like the surface of a sphere. If the density is less than the critical value, then the geometry of space is open (infinite) and negatively curved like the surface of the saddle placed on a horseback. If the density of the Universe is nearly equal to the critical density, then the geometry of the Universe is flat, like a sheet of paper. Based on CMB measurements, we now know that the Universe is flat with only a 0.5% margin of error. This is a very significant finding, with a bearing on the eventual fate of the Universe.

Do we have a good estimate of the critical density of the Universe? Yes, we do and the value is the equivalent of there being just about six protons (hydrogen nuclei) in one cubic meter of space. Remember, only a little over 4% of this is our familiar normal matter! This is so incredibly small that it is impossible to produce a vacuum of this magnitude on Earth no matter how we try.

Evolution Scenarios

The diagram below depicts different scenarios for the eventual fate of the Universe in the tug-of-war between the outward momentum of expansion and the inward gravitational pull. If the density of the Universe is greater than the critical density, then gravity will eventually win and the Universe will fall back on itself, giving rise to the hypothetical 'Big Crunch' as indicated by curve A. If the density of the Universe is less than the critical density, then the Universe will expand forever as indicated by curves B and C. Gravity might slow the expansion rate, but there isn't enough gravitational pull from the material in the Universe to stop or reverse the outward expansion. This is described as the 'Big Chill' or the 'Big Freeze' because the temperature continually decreases with the passage of time. However, available evidence actually supports an accelerated expansion scenario as depicted in curve D for reasons soon to be discussed.


Supernovae as Standard Candles

As they reach the end of their life cycles, super massive stars may use up their nuclear fuel and collapse under their own weight. The collapse leads to an incredibly gigantic explosion, sends out a shock wave through space followed by a shell of material ejected at great speeds from the star's atmosphere. This is accompanied by the release of enormous amounts of radiation in a blinding flash that lasts a very short period, followed by rapidly decreasing brightness over a period of just a few weeks. Called a supernova, this is a relatively rare event within any galaxy, on the average only one in a hundred years or more. At its peak, a supernova can outshine the entire galaxy within which it occurs. For this reason, it is relatively easy to detect and study a supernova even within the most distant galaxies.


Depending on the details of the mechanism of energy production and release, supernovae come in two categories – Type I and Type II. Within each type, there are subdivisions. Our story is centered on Type Ia supernovae whose brightness variations show a regularity that makes them uniquely suitable as yardsticks for measurement of distances to the farthest galaxies known. They can be used as 'standard candles' much like the cepheid variable stars for much shorter distances. This is the technique largely pioneered, perfected and employed    extensively with startling consequences by Perlmutter, Schmidt and Riess. Besides using a number of some of the largest earth-based telescopes, they also made substantial use of the Hubble Space Telescope, which provided some major advantages for the purpose. Indeed, their discovery is recognized as one of the many outstanding achievements of the Hubble telescope itself. 

A Type Ia Supernova 

A Type Ia supernova results from having a white dwarf star in a binary system. Because of the huge gravitational force of the dwarf star, matter is sucked in continuously from the normal star to the white dwarf until the latter attains a critical mass (the Chandrasekhar limit) and undergoes a thermonuclear explosion. Because all white dwarfs achieve the same mass before exploding, they all achieve the same luminosity and can be used as standard candles. By observing their apparent brightness, the actual distance can be determined by using the inverse square law for brightness variation with distance. By knowing the distance to the supernova, we know how long ago it occurred. By measuring the red shift from the spectrum of the supernova, we can determine its speed of recession and hence how much the Universe has expanded since the explosion using Hubble's law.

Despite the rarity of the supernova event in any galaxy, potentially a good number of supernovae can be studied at any one time because of the enormous number of galaxies existing in the Universe. By doing so, we can piece together an authentic history of the expanding Universe extending to the very edge of space.

Dark Energy

In the 1990's, two teams of astronomers, working independently but in frequent touch with each other, were at work. One of them was in the Supernova Cosmology Project based at the Lawrence Berkeley National Laboratory led by Perlmutter and the other at the (international) High-Z Supernova Search Team led by Schmidt in Australia. They investigated a large number  of distant Type Ia supernovae in order to measure the expansion rate of the Universe. Consistent with widespread belief, they expected that the expansion would be slowing down (according to one of the scenarios A, B or C indicated in the previous diagram). They expected the supernovae to be actually brighter than indicated by their measured red shifts. Instead, to their utter surprise, bordering on consternation, they found the supernovae to be actually fainter than expected. The brightness of the supernovae decreased with distance significantly more rapidly than anticipated. There could only be one interpretation of this. The expansion of the Universe was accelerating, as in scenario D of the diagram!

As outlined earlier, measurements of the CMB radiation indicate that the Universe has a flat geometry on a large scale. The amount of matter in the Universe, either normal, or dark, or taken together, is very much less than what is required to produce this flatness. The difference must therefore be attributed to some hitherto unknown cause, which came to be called dark energy for want of a better description. This dark energy is seen to be causing the observed accelerated expansion of the Universe by countering the effects of gravity; in other words, acting like anti-gravity. 

Evidence for the existence of dark matter is now clear-cut though its nature is still very elusive. By contrast, dark energy remains a complete mystery. The name dark energy implies that some kind of 'stuff' must fill the vast reaches of mostly empty space in the Universe in order to produce an accelerated expansion.  In this sense, it is a 'field' just like an electric field. However, this analogy breaks down completely when it comes to dark energy.

Some astronomers now tend to identify dark energy with Einstein's discarded cosmological constant that he had originally introduced when he saw that his theory was predicting, embarrassingly at that time, an expanding Universe. If successful, this idea may provide a backdoor vindication of Einstein's action, but for entirely unforeseen reasons.
 

While bright ideas to account for dark energy and its effects are not wanting, for the present at least its nature is a mystery waiting to be unraveled as in any good detective story.

 

The 4% Universe 

Just half a century ago, we were blissfully ignorant of the fact that the Universe we were then familiar with was only about four percent of the 'real' one that we have just begun to recognize. The rest of it was, and still is, hidden from our direct experience.


It is now reliably estimated that the Universe consists of about        23% dark matter besides the 4% normal matter. This leaves out a   huge 73% of it to be accounted for by dark energy, which is as elusive today as when first recognized. Unravelling the nature of dark matter and dark energy, which are so overwhelmingly pervasive in the Universe, is easily the greatest challenge facing astrophysics and cosmology today.  

The Galloping Universe

It is evident that we are part of a Universe that is behaving like a wildly galloping horse, running away from everything aimlessly and without any tangible purpose, though governed by all known laws of physics. The following illustration from a NASA website depicts concisely the evolution of the Universe from the Big Bang to the present. The accelerated expansion started about 7.5 billion years ago; until then the expansion was nearly in conformity with our earlier expectation. This is because gravity was still a dominant force up to that epoch. 


Saul Perlmutter (1959 - ) – A Biographical Sketch


Early Life and Education

Saul Perlmutter was born on 22 September 1959 in Champaign, into an academically inclined family. His father, Daniel Perlmutter, was a professor of chemical engineering at the University of Pennsylvania, while his mother, Felice Perlmutter, worked in community service. He grew up in an intellectually stimulating environment that encouraged curiosity about science and the natural world. As a student, he showed strong aptitude in mathematics and physics.

Perlmutter attended Harvard University, where he completed his B A in Physics (1981). During his undergraduate years he worked with Sheldon Glashow, which helped solidify his interest in fundamental physics and cosmology.

He then moved to the University of California, Berkeley for graduate study. Under the supervision of Richard A Muller, he earned his PhD in physics in 1986. His doctoral work involved experimental particle physics, but he soon turned toward cosmology—an area then undergoing rapid transformation due to new observational techniques.

Early Career and the Supernova Cosmology Project

After completing his PhD, Perlmutter joined the Lawrence Berkeley National Laboratory (LBNL) in California. There he initiated one of the most ambitious observational cosmology programs of the late twentieth century: the Supernova Cosmology Project.

At the time, cosmologists were trying to determine the fate of the universe. Two possibilities were widely discussed:

The universe might eventually slow down and recollapse under gravity. Or it might expand forever, gradually slowing but never reversing. To measure this, astronomers needed to determine how the expansion rate of the universe had changed over time.

Perlmutter realized that a special class of stellar explosions—Type Ia supernova—could serve as “standard candles.” Because these explosions have nearly uniform intrinsic brightness, their apparent brightness allows astronomers to determine their distance very accurately.

Measuring Cosmic Expansion

Perlmutter’s team developed innovative techniques to discover distant supernovae systematically. They used digital imaging and image-comparison algorithms to detect new supernova explosions in distant galaxies.

This approach allowed the team to measure the distances to supernovae billions of light-years away and compare them with the galaxies’ redshifts, which measure how fast the universe is expanding.

In 1998, the Supernova Cosmology Project announced a startling result: The expansion of the universe is accelerating rather than slowing down. This meant that some unknown force was pushing space apart.

At nearly the same time, a rival group—the High-Z Supernova Search Team, led by Brian P Schmidt and Adam G Riess—independently reached the same conclusion.

Dark Energy and a New Cosmology

The unexpected acceleration implied the existence of a mysterious component of the universe now called Dark Energy.

Dark energy appears to: permeate all of space, exert a repulsive gravitational effect and dominate the energy content of the universe.

Current cosmological measurements suggest that: ~5% of the universe is ordinary matter, ~27% is dark matter and ~68% is dark energy.

Perlmutter’s discovery profoundly altered modern cosmology and revived interest in Cosmological constant, originally introduced by Albert Einstein.

Nobel Prize and Recognition

For this discovery, Saul Perlmutter, Brian Schmidt, and Adam Riess were jointly awarded the Nobel Prize in Physics.

The Nobel citation recognized: “the discovery of the accelerating expansion of the Universe through observations of distant supernovae.”

The finding is widely regarded as one of the most important discoveries in cosmology since the detection of the Cosmic Microwave Background, first observed by Arno Penzias and Robert Wilson in 1965.

Later Work and Scientific Leadership

Perlmutter continues to work at Lawrence Berkeley National Laboratory and teaches at the University of California, Berkeley.

His later work focuses on: precision cosmology, improved measurements of dark energy, large sky surveys and the statistical analysis of cosmological data.

Scientific Style and Legacy

Perlmutter’s work is notable for combining careful experimental technique with ambitious cosmological questions. His group pioneered large collaborative observational programs in astronomy—an approach similar to particle-physics experiments.

The discovery of cosmic acceleration transformed cosmology from a largely theoretical discipline into a precision observational science.

Today, the question raised by his work remains one of the deepest in physics: What exactly is dark energy? Answering this question may require new physics beyond current theories of gravity and quantum fields.

Adam G Riess (1969 - ) – A Biographical Sketch


Early Life and Education

Adam Guy Riess was born on 16 December 1969 in Washington, D C. He grew up in Warren Township, where his early interest in science and mathematics became evident during his school years.

He studied physics at the Massachusetts Institute of Technology, graduating in 1992. During this period, he developed a strong interest in observational cosmology and astrophysics.

Riess pursued graduate work at Harvard University, completing his PhD in 1996 under the supervision of Robert P Kirshner, a leading authority on supernova research. His doctoral work introduced improved methods for using Type Ia supernova as accurate distance indicators.

The High-Z Supernova Search Team

After his doctorate, Riess became a key member of the High-Z Supernova Search Team, led by Brian Schmidt. Riess played a central role in the data analysis and calibration techniques used to determine the luminosity of distant supernovae.

In 1998, Riess led the team that published one of the most important papers in modern cosmology. The analysis showed that distant supernovae were fainter than expected, implying that they were farther away than predicted by a decelerating universe.

The only consistent interpretation was that the expansion of the universe is accelerating.

Later Scientific Contributions

Riess later used the Hubble Space Telescope to refine measurements of the Hubble constant, which describes how fast the universe expands.

His precise measurements have led to what is now known as the “Hubble tension”—a discrepancy between the expansion rate measured from the early universe (from the Planck), and the expansion rate measured in the nearby universe using supernovae.

This tension may hint at new physics beyond the standard cosmological model.

Riess currently works at the Space Telescope Science Institute and Johns Hopkins University.

Nobel Prize

In 2011, Riess shared the Nobel Prize in Physics with Saul Perlmutter and Brian Schmidt for discovering the accelerating expansion of the universe.

Notably, Riess was only 41 years old at the time—one of the younger Nobel laureates in physics in recent decades.

Brian P Schmidt (1967 - ) – A Biographical Sketch


Early Life

Brian Paul Schmidt was born on 24 February 1967 in Missoula. His family later moved to Anchorage, where he spent much of his childhood. As a student he developed a fascination for astronomy and physics, often building experimental equipment and conducting amateur observations.

Education

Schmidt studied physics and astronomy at the University of Arizona, receiving his undergraduate degree in 1989.

He then moved to Harvard University for doctoral research under the supervision of Robert Kirshner, earning his PhD in 1993. His doctoral work focused on supernovae and cosmological measurements.

Formation of the High-Z Supernova Search Team

After completing his PhD, Schmidt moved to Australia and joined the Australian National University, working at the Mount Stromlo Observatory.

There he organized the High-Z Supernova Search Team, an international collaboration designed to discover and study distant supernovae.

Schmidt coordinated the observational campaign while Adam Riess led much of the data analysis. Their measurements confirmed that distant supernovae appeared dimmer than expected—evidence for accelerated cosmic expansion.

Scientific Leadership

Following the Nobel Prize, Schmidt became one of the most influential science leaders in Australia. In 2016, he was appointed Vice-Chancellor of the Australian National University, effectively serving as the university’s president.

He has continued to advocate for: large international astronomical collaborations, public science education, and long-term investment in fundamental research.


A Historic Convergence in Cosmology

The work of these three scientists—Perlmutter, Schmidt, and Riess—forms one of the most striking examples of independent confirmation in modern science.

Two competing teams using different datasets and methods arrived at the same unexpected conclusion: The universe is dominated by a mysterious component now known as dark energy.

Today this discovery underpins the standard cosmological model (ΛCDM) and remains one of the deepest unsolved problems in physics.


The Ultimate Fate of the Universe

The Earth is an insignificant part of the solar family that occupies an equally insignificant place in the Milky Way galaxy. Less than a century ago, we discovered that this is itself an utterly insignificant part of the Universe as we came to know. Now we know that the Universe we have been able to understand so far is, yet again, an insignificant part of the one that we are yet to understand.  This sums up not only the level of our ignorance but also the degree of our insignificance. The vast Universe is still crying to be understood. 

However, we do seem to have at this time a plausible answer to one of the ultimate questions bothering humankind for centuries what is the ultimate fate of the Universe? Cosmology is       no longer an infant discipline depending on philosophy and metaphysics to provide the answers. It is now a full-blown science that can face this question head on.

All available observational evidence today points to an utterly chaotic and runaway Universe in a state of wildly accelerating expansion, with its hidden dark energy tearing it apart at the seams. As the process continues, the galaxies would move so far away as to eventually become invisible to us by any means and we might at best be able to see our nearest neighbors. Worse still, the galaxies should be torn into shreds like confetti, even the matter inside them being ripped apart into its constituent particles, perhaps into a quark-gluon plasma of the primordial Universe, but spread over incredibly vast distances. If philosophers and theologians choose to continue attributing any ‘purpose’ to this maddening behavior, they may have to think again. However, we can take solace in the comforting thought that this is all very far off in the future, hundreds of billions of years away!

Hubble Trouble

Right now, we seem to be having some highly irritating trouble with the Hubble constant that describes how fast the universe is expanding at different distances from Earth. Measurements of the rate of cosmic expansion of far off galaxies using different methods keep turning up disagreeing results, implying that Hubble constant may not be a constant after all and its value   depends on how it is measured. Using data from the European Space Agency's (ESA) Planck satellite, scientists estimate the rate of expansion to be 67.4 km/s/Mpc. However, calculations using the pulsating Cepheid stars suggest it is 73.4 km/s/Mpc. As of now, these values are irreconcilably different and sufficient to sow the seeds of a crisis in astrophysics and cosmology. With the nature of dark matter and dark energy, which constitute nearly 96% of the Universe, still an unsolved puzzle, this discrepancy adds further fuel to the fire brewing in our endeavor to understand the universe. 


Current Status 

ChatGPT summarizes the current status of dark energy research as follows: 

Recent observations—especially from the Dark Energy Spectroscopic Instrument (DESI)—have provided the most precise measurements yet of the universe’s large-scale structure and expansion history. By mapping tens of millions of galaxies and quasars across billions of years of cosmic time, DESI has strengthened earlier evidence that the universe is expanding at an accelerating rate due to Dark Energy. However, when DESI results are combined with supernova data, baryon acoustic oscillations, and the Cosmic Microwave Background measurements from Planck Space Observatory, there are tentative indications that dark energy may not be perfectly constant—as assumed in the standard Lambda-CDM Model—but could vary slightly with cosmic time, possibly having been stronger in the past and weakening today. These hints are not yet statistically decisive, but if confirmed by upcoming surveys such as Euclid Space Telescope and the Vera C Rubin Observatory, they would imply new physics beyond the cosmological constant and significantly deepen our understanding of the accelerated expansion of the universe.




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